Cornwall financial advisor fined $6,000
CORNWALL – A Cornwall financial advisor has been fined $6,000 as part of a settlement with the regulatory body that oversees mutual funds in Canada. […]
MFDA
Cornwall financial advisor faces settlement hearing
CORNWALL – A local financial advisor will face a settlement hearing before the regulatory body that oversees mutual funds in Canada over forms and signatures. […]
Latour’s mutual fund provider fined $125,000
CORNWALL/TORONTO – The mutual fund provider for former Cornwall financial advisor Gilles Latour has been fined $125,000, plus $20,000 in legal costs. A hearing panel […]
Gilles Latour’s mutual fund provider facing discipline
CORNWALL/TORONTO – The fallout from former Cornwall financial advisor Gilles Latour will see his securities provider face a hearing next week before Canada’s regulator of […]
Gilles Latour gets two years in federal pen
CORNWALL – Gilles Latour has been sentenced to two years in a federal penitentiary for defrauding eight clients of nearly $1.3 million over the course […]
Gilles Latour pleads guilty
CORNWALL – Former Cornwall financial adviser Gilles Latour has pleaded guilty to nine fraud-related charges. The plea deal, heard Thursday afternoon (Feb. 8) in a […]
Cornwall mutual fund adviser gets three year suspension, fined $7,500
CORNWALL – A Canadian regulator has fined a Cornwall investment adviser $7,500 and stripped him of mutual fund securities trading for three years for falsifying […]
Cornwall investor faces settlement hearing over paperwork
CORNWALL – A city investment adviser is in trouble with a Canadian mutual fund regulator after it uncovered nearly four-and-a-half years of problematic paperwork. Luke […]
Gilles Latour speaks to MFDA charges, family and future
CORNWALL – After two-and-a-half years of “sitting on his hands,” a financial advisor at the center of two investment investigations – one criminal, the other […]
Gilles Latour fined $900K for misconduct
TORONTO – A Cornwall financial advisor has been fined $900,000 by the regulator of Canada’s mutual fund dealers. The Mutual Fund Dealers Association of Canada […]